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Remember the escape velocity is vesc=SQRT(2 G M / R), where
SQRT means square root. This means that if the mass M is greater, then
you have to go faster in order to escape. Also, if you start closer to
the center of the mass, with a smaller R, then it will also be harder to
escape.
Well, set vesc equal to the speed of light,
c=2.99792x108 meters/second, and you'll find from the algebra
that RS=2 G M / c2.
This is called the Schwarzschild radius. It means that if you
squeeze a mass M to within the size RS, it will be a black
hole. If you point a flashlight outward at a distance closer than
RS from the center of the black hole, according to Newton's
theory, the light will eventually be pulled back. If the Sun were to
become a black hole, it would have to be squeezed into a radius of 3
km.
Einstein's theory makes a black hole more radical. It also places
importance on the Schwarzschild radius. But now
the
Schwarzschild radius is the radius of the event
horizon. From within the event horizon no information can ever get
out!
As of yet, we don't have definitive evidence that event horizons exist.
Michael
Garcia, Jeff
McClintock, and Ramesh Narayan at Harvard has been trying to show that
event horizons
exist because, he and his team claim, dim accretion disks around black
holes are not as bright as the dim accretion disks around neutron stars.
Why? Because disks of gas swirling around neutron stars can release
energy when they smash into the surface of the neutron star, but when the
gas falls into an event horizon, it will never be seen again.
Check out his hair!
In order to truly understand black holes, you have to understand something
about Einstein's theories of relativity. I say theories plural,
because he actually had two different versions of his theory.
You may find it helpful to review some chapters that are not required:
Chapter S2 (space and time--special relativity), Chapter S3
(spacetime--general relativity), and S4 (building blocks of the
Universe--can help in understanding the Pauli exclusion principle that's
responsible for the pressure of degenerate matter!)
The first of Einstein's theories, which he came up with in 1905 when he
was a 26-year old patent
clerk, is called the Special Theory of Relativity. Its basic
assumption was that all physical laws are the same, no matter what
state of constant motion you describe them from.
This might seem commonsensical. But the speed of light, c=300,000 km/s or
so, plays an essential part in the laws of physics. Remember, light is an
electromagnetic wave. This means that it's made of electrical and
magnetic force fields. You can figure out the speed of light, according
to theory, just by doing experiments with electricity and magnets!
But according to the pre-relativity way of looking at things, light, as a
wave, had to be a wave in something, just like ripples are waves in
water and sound is a wave in air. So light was assumed to be a wave in a
mysterious medium called the ether that was supposed to fill all of
space.
So this meant that light speed was always relative to this "ether."
The speed of light, it was thought, is c=300,000 km/s if you're
standing still relative to the ether, but you'd measure a different
value if you moved through it. But
that meant that electricity and magnetism experiments were related
to how you moved relative to the ether, contradicting the assumption that
all physical laws are the same, no matter what state of constant motion
you describe them from.
In fact physicists named Michelson and Morley did an
experiment to find how fast the Earth was moving through the ether, and
they found that there was no motion at all! Either the Earth
didn't move--something that would surprise us astronomers!--or something
was wrong with the ether theory.
Einstein came up with the idea that our common sense ideas of space and
time would have to be adapted so that everyone would always measure
the same value for the speed of light in a vacuum. (Actually light
can move slower through different materials--it gets slowed down in water
or glass, and if something moves faster than light in water, it gives off
Cerenkov radiation, which is like a sonic boom, but for light instead of
sound. Also, Harvard physicist Lene Hau has
slowed down light in her laboratory down to every-day speeds. It may be
possible to build a "black hole" on your desk-top with special slow-moving
light!)
This assumption goes counter to common sense. According to common sense,
if you went very fast towards a light beam, you would measure the speed of
that light, relative to your motion, as greater than c. But
according to Einstein, it's still c! And if you run away from a light
beam, it doesn't seem slower, it just gets redshifted, but always at the
speed c.
The speed of light is the same relative to everyone, not relative
to a special "ether" filling all of space. Einstein's theory said that
the ether was no longer needed.
Following logically from the assumption that you can't catch up or run
away from light, Einstein showed that it is not always possible that
all observers would agree on whether two events are simultaneous. There
is no absolute measure of how much time passes between two events. Someone
moving very fast relative to someone else sees that person's clock appear
to run slowly. There are sub-atomic particles called muons that have a
certain lifetime before they decay into other particles. And yet if these
muons move very fast--as they do when they fall to the Earth as cosmic
rays--they live a longer time! Their "clock" appears slowed down to us.
Likewise, distances are also relative to which state of constant motion
they are referred to.
General Relativity was developed to make
all motion relative, although how much it succeeded is open to
debate. Einstein was influenced by a philosophical position called
Mach's Principle, which said that even accelerated motion was
relative to matter and not absolute. When you're in an accelerating car,
you feel yourself pushed into your seat. When you all of a sudden brake
hard, you feel yourself pushed to the front. You can't point to anything
that causes these forces, except for the fact that you're
accelerating. Only according to Mach's principle, the relative
acceleration of the rest of the Universe must somehow cause that force!
Einstein tried to account for these "forces" an accelerated body feels by
a generalized theory of gravity--these forces would actually be
gravitational forces.
General relativity ended up describing gravity as the result of the
curvature of space and time. Sometimes you'll see pictures of a black
hole as a grid with a hole in it--that's meant to convey the curvature of
space near the black hole. The curvature of space and time mean that
normal Euclidean geometry no longer holds when gravity is very strong.
Well, it depends on what kind of black hole!
There is currently excellent astronomical evidence that black holes
really do exist. They are the most conservative possibility in
some cases. In other words, if black holes don't exist, something
stranger would have to.
The two main places in the Universe where we have good evidence for black
holes is in stellar remnants and in the centers of galaxies.
Stellar remnant black holes:
When a star goes supernova, we think in some cases it may leave behind a
black hole instead of a neutron star. The black hole can float through
space alone, or as part of a binary system (if the star that went
supernova had a companion star.) By looking at the Doppler shift of the
visible star--knowing the period of the orbit and the velocity, we also
know the semimajor axis--we can figure out the mass of the unseen star.
One famous "black hole candidate" is called Cygnus X-1, the first X-ray
star in the constellation of Cygnus to be discovered. The normal star is
an O star, and the object that's probably a black hole has at least 6
times the mass of our Sun. Here is an artist's impression of Cygnus
X-1:
And here is a map showing where this star system is in the sky in relation
to the constellation Cygnus:
Cygnus X-1 is so famous that it was celebrated in song by the rock group
Rush!
This system is thought to have a black hole because (1) the mass of an
unseen star in the system is at least 6 times the Sun's mass (we can tell
this from the Doppler shift in the spectrum of the normal star)--and this
is above the limit for how massive a neutron star can be, and (2) there
are very bright X-rays that change brightness quickly. The X-rays can be
given off when the gravity speeds up infalling gas, and then from friction
it becomes hot and gives off radiation. The X-rays are not from
within the event horizon, but from the region around the black
hole. In order for X-rays to change brightness very quickly they must be
coming from a small region. All this fits with the idea that Cygnus X-1
has a black hole.
Another very exciting black hole candidate is
called GRS 1915+105; it shoots out jets that appear, by an optical
illusion, to be moving faster than light. In the links section, you can see a NASA animation of
what may be happening in this system.
Galactic center black holes: in the centers of galaxies are
probably black holes with millions or billions of times the mass of our
Sun.
In short: falling in to a stellar mass black hole would kill you before
you reached the event horizon, but if you fell into a supermassive black
hole in the center of a galaxy, you'd notice nothing strange without
looking out your window!
If you fell into a stellar black hole, you'd be killed by the tidal
forces before ever reaching the event horizon. Assuming you fell feet
first into the black hole, gravity would put more strongly on your feet
(closer to the black hole) than on your head. You'd stretch out until you
snapped and died. Yuck.
But the tidal forces are much stronger for a low mass black hole
than for a high mass black hole!
Why? Well, the force of gravity is
G M1 M2/R2. For those of you who know some
calculus, the derivative of this with respect to R tells you how
much the force changes as distance changes. So to find the difference of
force between your head and your feet, you multiply the derivative of
G M1 M2/R2 by your height. This is
proportional to M2/R3 (let M2 be the mass
of the black hole.) Now, as you approach the event horizon, you're
approaching the Schwarschild radius Rs=2 G
M2/c2. So overall, the tidal force on your body is
proportional to M2-2, or in other words, the greater
the mass of the black hole (the greater M2), the weaker the
tidal force!
Even if you went
through the event horizon of a high mass black hole where the tidal force
is low, you'd still fall towards the very center, where there's a
singularity--a point where the density becomes infinite.
When you get too close to the singularity, at a point within the
event horizon, then the tidal force will pull you apart!
Right now we have no evidence for singularities. In fact, it's been
theorized that "naked singularities" can never be seen, that every
singularity is shielded by an event horizon, which prevents us from ever
learning about it.
Now, if you were smart enough to convince someone else to enter the
black hole for you, you wouldn't have to get killed!
The black hole's spin can also drag matter along with it. Matter near a
spinning black hole is forced to spin along with the black hole. This is
called the "Lense-Thirring Effect" after the people who predicted it.
Remember that one of the goals of General Relativity was to implement
Mach's principle that all motion is relative. When you spin around, you
feel a force pulling your arms away. What causes that force? According
to Mach's principle, that force is caused by the relative motion of
the rest of the Universe. Because the rest of the Universe is so massive,
it "out-votes" you and decides what the state of "rest" is and what the
state of "spinning" is. Near a black hole, its proximity and mass give it
extra "voting power" to decide what's spinning and what's not!
Spinning black holes may or may not be related to the jets seen coming off
of stellar black holes as well as the black holes in the centers of
galaxies.
Well, what does that mean? There's a famous theorem, proved
mathematically about black holes, that says that there are only 3 things
that black holes can have to distinguish themselves:
Stephen Hawking, one of today's foremost black hole
theorists
Stephen Hawking, building on work of Jacob Bekenstein, has shown that
black holes can actually radiate away their mass! They lose energy as
they give off light, until they've lost all their mass and nothing is
left! This would take a very very long time for a black hole formed from
a star to radiate away its mass--and its radiation would be very faint.
Still, if somehow a very low mass black hole existed--say, formed not from
a star, but in the Big Bang--it's possible we could detect its radiation.
If detected, it would probably earn Stephen Hawking a Nobel Prize. Right
now, the Hawking radiation is a daring theoretical idea that combines both
Einstein's General Relativity with the theory of quantum mechanics. These
two theories have never been melded in a general way.
Why should black holes radiate? Well, it was noticed than when you merged
two black holes, their total surface area always went up, never went down.
(You can use the Schwarzschild formula to prove this!) What else in
nature has the same property, that it can increase only and never
decrease? A physical quantity called entropy. Entropy can be
thought of as a physical system's ability to surprise you. It can also be
thought of as a measure of randomness or disorder. For example, my
apartment is a mess.
You walk in one day, and there are papers on the floor, and another day
they're on the chair! The room can surprise you, it's disordered. In a
closed physical system, total disorder can only increase. You can work
hard to create a little order here and there, but in your effort, you will
release excess heat that will contribute to the total disorder of the
Universe.
So a black hole's area is like entropy. Bekenstein argued that the black
hole's area really was its entropy. But that would mean that a
black hole would have a temperature, and therefore that it would radiate.
That didn't seem to make sense!
Stephen Hawking came up with an explanation of how a black hole could
radiate in terms of quantum mechanics. In the theory of quantum
mechanical fields of matter and energy, even a vacuum, even empty space,
isn't entirely empty. It's filled with "virtual particles" that can't be
said to have definite existence individually, but whose possibility has a
statistical effect on the outcomes of experiments. There is some
"zero-point energy" in empty space--some people have looked into ways to
tap this energy, although they're often thought of as over-eager by
scientific peers. Anyway, this energy in empty space can turn itself into
virtual particles. A virtual electron and virtual positron (the
antimatter counterpart to an electron) can form out of vacuum energy as
long as they soon collide with each other, annihilating themselves
and leaving behind the energy of their mass (when
matter and antimatter touch, that's what happens!)
But if this happens near a black hole, one of the virtual particles can
fall in, while the other can escape and become a real particle, at the
expense of the energy of the black hole. This is what's responsible for
the Hawking radiation!
But why should a small black hole radiate so much more than a large one?
Well, there's no way we're going to get into the detailed physics of
Stephen Hawking's theories, but here's a vague kind of argument that
physicists often use when they're in uncharted territory.
Let's assume a black hole radiates like a blackbody. (Seems
appropriate--it'll never reflect any radiation!) On what factors
could its temperature depend? Well, a black hole has no hair. That means
it could only depend on the black hole's spin (let's assume we have a
garden-variety non-spinning black hole), electric charge (in most real
cases electric charge would be 0), or mass. A black hole's mass is
related to its radius through Rs=2 G M/c2. So let's
say that the temperature will depend on the black hole's radius
somehow.
How can you relate a distance (like radius) to a temperature? Well,
there's Wien's law relating the wavelength of light (a distance) to
temperature.
So we can make a guess that
T(K) = 2.9x106 / RS (nm) (Wien's Law)
Actually, if you do it right, you find the temperature depends on the
circumference and not the diameter--so this is a factor of 2 pi too
big. We're just being approximate here!
But it shows that just considering what factors could go into the
equation to give the right units, it appears the temperature of a black
hole is inversely proportional to its radius. If the Sun were to
become a black hole, its radius (given by RS=2 G
M/c2) would be 3 km. This means its temperature would be about
10-7 K! Incredibly cold!
Stephen Hawking's appearance on The Simpsons
Movies of
the black hole system GRS 1915+105, artists interpretation provided by
NASA
Listen
to a black hole--the X-rays from GRS 1915+105 converted into sound by
Ed Morgan of MIT
Einstein's popular book on
relativity, complete, on the web
Albert
Einstein the person
Movies of falling into
a black hole, relativistically accurate visualization by one of my
graduate school teachers. I showed this in class.
Elementary
lecture notes on general relativity and black holes
A similar
collection of movies
Lecture on black
holes from another course I taught
Lecture on general
relativity from another course I taught
Frozen
light, an article by Lene Hau
Stephen Hawking's
home page (for real)
MC Hawking: Stephen Hawking, in
addition to his pioneering work on black hole radiation, also finds time
to write gangsta rap (warning: parental advisory)
You are encouraged to work in groups and hand in a group assignment (up to
3 people).
Click here to download the extra credit assignment, from the
University of Washington
How we know
we're dealing with white dwarfs and neutron stars
Today I'm going to talk about black holes! That will be exciting! But
first, I forgot to mention some of the ways we know neutron stars are
real.
Black Holes --
formation
When a degenerate iron core has more than 3 times the
Sun's mass, what can halt
its collapse? Nothing! Because even if matter when squeezed so tight has
some kind of pressure that pushes back--say some kind of pressure that our
physics theories don't yet know about--that pressure itself will help
to pull the matter into a black hole! Why? Pressure itself is
energy. If matter acts like tiny springs that push back when you push
them in, that means that the matter has potential energy that increases
when squeezed. But Einstein's theory of gravity says that not only mass,
but also energy can be a source for gravity. (Remember, E=m
c2!) So the pressure doesn't help much! Because the pressure
pushing out is partially offset by the extra gravity pulling inwards,
caused by the pressure energy! Black Holes --
the Newtonian View
Even before relativity and E=mc2, people suspected there might
be things like black holes. French physicist Laplace realized that if an
object were so massive and compact that its escape velocity was the speed
of light, then light would eventually have to fall back onto the
object! Einstein's Theories of
Relativity

Falling into a black
hole
What would it be like to fall into a black hole? 

Spinning black
holes
Spinning black holes differ in some ways from the garden-variety
non-spinning black holes. The event horizon becomes ellipsoidal, for one.
The singularity at the center of the black hole becomes a ring instead
of a point. Black holes have no
hair
Unlike Albert Einstein, black holes have no hair!
Nothing else! Black holes don't have magnetic fields--they get cut off
when the black hole forms. Black holes don't have bumps. The event
horizons are spherical--if a collapsing black
hole has a bump, the bump radiates gravitational waves until it
disappears. Black holes have no hair! None!Black holes evaporate:
Hawking radiation


Chapter Time Out to Think 16 p. 504 (easy!) 16 p. 508 17 p. 526 17 p. 533
Extra-Credit Assignment